AML Audit Prep Playbook

An AML audit isn’t just a paperwork check.

It’s a live test of how your firm thinks about risk, culture and compliance, especially from the top.

This practical playbook walks you through the key reasons firms fail inspections and shows you how to spot and fix them before the regulator does.

You’ll learn from two of the UK’s leading AML experts, Amy Bell (Teal Compliance) and Kayleigh Smale (Smale Compliance), who share real-life examples, smart fixes, and practical frameworks for getting audit-ready, and staying there.

Inside, you'll find:

• The 7 most common reasons firms fail AML audits, and how to avoid them
• Tips for improving risk assessments, decision-making, file reviews and CDD
• How to build a compliance culture that stands up under scrutiny
• Self-audit checklists to test your policies, training, and file quality
• Real-life fixes from legal compliance experts who’ve seen it all
• Advice on what regulators look for, and what they really care about

Get confident before the knock at the door. Download the playbook for free today.